Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Alexander Stevens Heyniger | 5557481 | 1 | 11/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Mark Francis Singer | 7206044 | 1 | 05/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Matthew Adam Munyon | 5094890 | 1 | 04/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Nicole Rae Bowen | 5711710 | 1 | 10/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Brady Carroll Knight | 2942663 | 1 | 12/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Antoinette Harper | 5475179 | 1 | 12/27/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Clinton Judd Crocker | 2843840 | 1 | 07/25/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Darren George Gallaway | 2813844 | 1 | 04/29/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Thomas Christopher Rapp | 1792438 | 3 | 03/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Kelly Scott Fong | 2468087 | 2 | 07/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |