Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Dewey Burke | 841681 | 2 | 07/25/2024 | Customer Dispute | Settled | $98,364.10 | $0.00 | See FINRA Report |
| Shane M Johnson | 5533492 | 1 | 07/25/2024 | Customer Dispute | Settled | $98,364.10 | $0.00 | See FINRA Report |
| Anthony Thomas Pace | 2115209 | 4 | 06/12/2024 | Customer Dispute | Settled | $83,799.00 | $0.00 | See FINRA Report |
| Robert Martin Black | 1145742 | 4 | 05/03/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Judson Gray Teekell | 841689 | 2 | 10/18/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Anthony Thomas Pace | 2115209 | 4 | 10/09/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lee Lovell | 5217462 | 1 | 08/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Lee Crowley | 6225976 | 2 | 10/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David T Buckwald | 1883251 | 1 | 07/02/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David James Klein | 4343839 | 1 | 03/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |