Our Staff has compiled our research into a database of FINRA Broker Disclosures for M Holdings Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hans Hoehn | 5451519 | 2 | 03/17/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis John Mojares | 2429489 | 8 | 02/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Lee Crowley | 6225976 | 2 | 10/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David T Buckwald | 1883251 | 1 | 07/02/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Corrigan | 865125 | 1 | 05/18/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| David Franklin Byers | 2653460 | 1 | 05/06/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Walter Lee Helms | 4620202 | 1 | 01/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Johnson Chaffee | 44040 | 4 | 01/02/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Lee Crowley | 6225976 | 2 | 12/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Joseph Litowitz | 2657861 | 2 | 09/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |