Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Guilio Filippi | 1424706 | 1 | 05/14/2014 | Customer Dispute | Withdrawn | $66,284.00 | $0.00 | See FINRA Report |