Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Cannon Zamora | 1830369 | 4 | 05/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matt Dale Maberry | 1907099 | 1 | 02/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gordana Schifanelli | 4129312 | 1 | 06/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Henry McLain Dickinson | 727492 | 8 | 12/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Cannon Zamora | 1830369 | 4 | 02/25/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Leonard Savage | 815336 | 3 | 09/18/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Leonard Savage | 815336 | 3 | 08/16/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Georgene Marie Grattan | 1085145 | 3 | 05/18/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 06/29/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Alan Rice | 716832 | 3 | 12/18/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |