Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Cannon Zamora | 1830369 | 4 | 03/15/2012 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Norman Ray Harp | 2480563 | 2 | 08/20/2011 | Customer Dispute | Closed-No Action | $6,010.00 | $0.00 | See FINRA Report |
| Thomas Joseph Partridge | 2985510 | 2 | 08/25/2008 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Jeffre Scott Reininger | 2688832 | 1 | 06/14/2005 | Customer Dispute | Closed-No Action | $87,557.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 03/03/2003 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Lee Brensdal | 2572626 | 3 | 01/10/2003 | Customer Dispute | Closed-No Action | $32,952.50 | $0.00 | See FINRA Report |
| David Alan Rice | 716832 | 3 | 12/26/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |