Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garry Wing On Yee | 4927888 | 2 | 04/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dean Byrd | 1334634 | 6 | 10/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 07/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 07/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 04/13/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 06/23/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 08/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 06/15/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry McLain Dickinson | 727492 | 8 | 05/30/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |