Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman Ray Harp | 2480563 | 2 | 08/29/2023 | Customer Dispute | Pending | $101,000.00 | $0.00 | See FINRA Report |
| David Allen Wells | 1006555 | 2 | 02/03/2023 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Loren Wallace Olson | 1245513 | 1 | 01/23/2023 | Customer Dispute | Settled | $121,000.00 | $0.00 | See FINRA Report |
| Garry Wing On Yee | 4927888 | 2 | 04/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katherine Cannon Zamora | 1830369 | 4 | 05/16/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Dean Byrd | 1334634 | 6 | 03/29/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| William Dean Byrd | 1334634 | 6 | 10/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Kluft Koltun | 1739664 | 9 | 11/20/2017 | Customer Dispute | Settled | $262,000.00 | $0.00 | See FINRA Report |
| William Dean Byrd | 1334634 | 6 | 01/19/2017 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Samuel Kluft Koltun | 1739664 | 9 | 09/19/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |