Our Staff has compiled our research into a database of FINRA Broker Disclosures for B.B. Graham & Company, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Leonard Savage | 815336 | 3 | 08/27/2014 | Customer Dispute | Award / Judgment | $676,000.00 | $200,000.00 | See FINRA Report |
Bruce Edwin Graham | 2563258 | 6 | 09/25/2006 | Customer Dispute | Award / Judgment | $979,676.00 | $243,377.00 | See FINRA Report |
Bruce Edwin Graham | 2563258 | 6 | 12/18/2003 | Customer Dispute | Award / Judgment | $20,000.00 | $12,100.00 | See FINRA Report |