Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Lee Howard | 2778581 | 1 | 10/30/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Hugh Grady | 1780451 | 1 | 10/24/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Paul Azoury | 733604 | 3 | 11/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alfred Morgan | 1152434 | 1 | 10/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Timothy Frawley | 4827671 | 7 | 02/03/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Henry Haight | 2332723 | 3 | 06/02/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Matthew Reid | 1950117 | 1 | 03/24/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lauren Anne Ferrante | 1138335 | 5 | 04/07/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |