Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Angel Aponte Lopez | 2249892 | 2 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ernest R Wingard | 2529541 | 1 | 12/06/2018 | Customer Dispute | Denied | $148,000.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 04/16/2018 | Customer Dispute | Settled | $590,708.00 | $0.00 | See FINRA Report |
| Holly Marie Maurer | 2764991 | 3 | 03/15/2018 | Customer Dispute | Settled | $222,000.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 01/26/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 09/14/2017 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Holly Marie Maurer | 2764991 | 3 | 09/14/2017 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Holly Marie Maurer | 2764991 | 3 | 08/15/2017 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| David Leonard Norqual | 4714202 | 1 | 05/17/2017 | Customer Dispute | Denied | $128,395.00 | $0.00 | See FINRA Report |
| William Henry Haight | 2332723 | 3 | 09/15/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |