Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Marie Ryan | 4394858 | 12 | 11/20/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 11/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 11/13/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 07/03/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 06/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Luis Angel Aponte Lopez | 2249892 | 2 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 10/07/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 08/14/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erin Michelle Hoestje | 5012944 | 1 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Marie Ryan | 4394858 | 12 | 02/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |