Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Max Pett | 2357041 | 5 | 04/16/2018 | Customer Dispute | Settled | $590,708.00 | $0.00 | See FINRA Report |
| Holly Marie Maurer | 2764991 | 3 | 03/15/2018 | Customer Dispute | Settled | $222,000.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 01/26/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 09/14/2017 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Holly Marie Maurer | 2764991 | 3 | 09/14/2017 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |
| Holly Marie Maurer | 2764991 | 3 | 08/15/2017 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| William Henry Haight | 2332723 | 3 | 09/15/2016 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Steven Craig Conners | 1939727 | 3 | 04/25/2016 | Customer Dispute | Settled | $78,212.90 | $0.00 | See FINRA Report |
| Peter Timothy Frawley | 4827671 | 7 | 06/07/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Raymond Max Pett | 2357041 | 5 | 10/06/2012 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |