Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lauren Anne Ferrante | 1138335 | 5 | 02/21/2001 | Customer Dispute | Award / Judgment | $71,884.20 | $31,104.00 | See FINRA Report |
| Steven Craig Conners | 1939727 | 3 | 10/03/1995 | Customer Dispute | Award / Judgment | $5,000.00 | $1,621.50 | See FINRA Report |