Our Staff has compiled our research into a database of FINRA Broker Disclosures for Corecap Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Angel Aponte Lopez | 2249892 | 2 | 05/04/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Harry Klauenberg | 1110287 | 1 | 08/16/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |