Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Bates Pugh | 6949266 | 2 | 09/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Bates Pugh | 6949266 | 2 | 07/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Collesano | 7460212 | 2 | 12/30/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Collesano | 7460212 | 2 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Ray Melvin | 4276463 | 3 | 06/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Ray Melvin | 4276463 | 3 | 01/08/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Ray Melvin | 4276463 | 3 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Drahos | 5834650 | 2 | 10/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Baker | 2878972 | 4 | 03/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerry Polovnuk | 2068027 | 2 | 02/25/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |