Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan Katz | 2166004 | 3 | 03/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Symeon Adorjan White | 7770113 | 1 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Patton Webb | 872943 | 2 | 12/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Amauri Serrano | 4056210 | 3 | 12/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Scott Annis | 6185432 | 1 | 01/02/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Amauri Serrano | 4056210 | 3 | 10/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |