Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven MacKie Woods | 5715598 | 3 | 12/11/2020 | Customer Dispute | Settled | $278,274.00 | $0.00 | See FINRA Report |
| Steven MacKie Woods | 5715598 | 3 | 12/11/2020 | Customer Dispute | Settled | $157,588.00 | $0.00 | See FINRA Report |
| Steven MacKie Woods | 5715598 | 3 | 12/11/2020 | Customer Dispute | Settled | $200,123.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 03/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Martin Barwikowski | 5257475 | 2 | 10/14/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Baker | 2878972 | 4 | 02/24/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 02/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Bennett Dorman | 1135912 | 2 | 08/01/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Martin Barwikowski | 5257475 | 2 | 11/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 01/25/1999 | Customer Dispute | Settled | $3,000.00 | $0.00 | See FINRA Report |