Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Baker | 2878972 | 4 | 02/24/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 02/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Bennett Dorman | 1135912 | 2 | 08/01/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |