Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Amauri Serrano | 4056210 | 3 | 10/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allan Katz | 2166004 | 3 | 05/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Venditti | 4993775 | 2 | 01/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Bennett Dorman | 1135912 | 2 | 05/15/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |