Our Staff has compiled our research into a database of FINRA Broker Disclosures for Stirlingshire Investments. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Drahos | 5834650 | 2 | 11/05/2021 | Customer Dispute | Settled | $25,918.00 | $0.00 | See FINRA Report |
| Steven MacKie Woods | 5715598 | 3 | 12/11/2020 | Customer Dispute | Settled | $278,274.00 | $0.00 | See FINRA Report |
| Steven MacKie Woods | 5715598 | 3 | 12/11/2020 | Customer Dispute | Settled | $157,588.00 | $0.00 | See FINRA Report |
| Steven MacKie Woods | 5715598 | 3 | 12/11/2020 | Customer Dispute | Settled | $200,123.00 | $0.00 | See FINRA Report |
| Allan Katz | 2166004 | 3 | 06/27/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Scott Vincent Valenti | 2579238 | 1 | 03/27/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason Michael Venditti | 4993775 | 2 | 12/17/2013 | Customer Dispute | Settled | $2,500.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 02/24/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Baker | 2878972 | 4 | 02/23/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Bennett Dorman | 1135912 | 2 | 08/01/2008 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |