Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Aaron C Stasulis | 2901990 | 6 | 11/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron Kurt Phillips | 1779418 | 6 | 12/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron C Stasulis | 2901990 | 6 | 12/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron C Stasulis | 2901990 | 6 | 08/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron C Stasulis | 2901990 | 6 | 06/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron C Stasulis | 2901990 | 6 | 04/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tony Alan Tolene | 5730068 | 5 | 01/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mark Angelo Aleman | 2922342 | 1 | 01/04/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Aaron Kurt Phillips | 1779418 | 6 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Craig McKean | 1197246 | 12 | 06/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |