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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bradford Steven Jones6293198109/05/2023Customer DisputeClosed-No Action$150,000.00$0.00See FINRA Report
Michael Lawrence Hug5172704112/10/2007Customer DisputeClosed-No Action$56,142.00$0.00See FINRA Report
Gregory Burton Gilbert3119457210/01/2004Customer DisputeClosed-No Action$60,000.00$0.00See FINRA Report
Gregory Wallace Lebbert1386859111/02/2000Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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