Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daire Peter Heneghan | 6878927 | 2 | 02/17/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Yu Chen | 6122948 | 1 | 01/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |