Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daire Peter Heneghan | 6878927 | 2 | 07/12/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sterling Carmen Hirsch | 4867105 | 4 | 10/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Aaron C Stasulis | 2901990 | 6 | 10/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tony Alan Tolene | 5730068 | 5 | 09/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Martin Collins | 841617 | 3 | 12/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Craig McKean | 1197246 | 12 | 11/30/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andres I Rubert | 5269169 | 3 | 05/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elliott Arthur Peigen | 2017355 | 1 | 11/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas A Vigil | 3269058 | 6 | 07/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Earl Holaday | 1043463 | 2 | 07/16/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |