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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 27 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anna Marie Ocampo Lovell5498414103/25/2024Customer DisputeSettled$50,000.00$0.00See FINRA Report
Tony Alan Tolene5730068511/10/2023Customer DisputePending$5,000.00$0.00See FINRA Report
Bradford Steven Jones6293198109/05/2023Customer DisputeClosed-No Action$150,000.00$0.00See FINRA Report
Michael Joseph Smith4455394104/11/2023Customer DisputePending$53,000.00$0.00See FINRA Report
Sterling Carmen Hirsch4867105403/29/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph A Medina2793924310/22/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph A Medina2793924305/01/2020Customer DisputeSettled$53,060.90$0.00See FINRA Report
Sterling Carmen Hirsch4867105405/21/2019Customer DisputeWithdrawn$0.00$0.00See FINRA Report
Thomas A Vigil3269058605/03/2017Customer DisputeDenied$7,539.53$0.00See FINRA Report
John Martin Collins841617311/23/2015Customer DisputeSettled$600,000.00$0.00See FINRA Report

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