Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Vigil | 3269058 | 6 | 05/03/2017 | Customer Dispute | Denied | $7,539.53 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 12/16/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 11/18/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Dwayne Tsukasa Shirakura | 3067210 | 4 | 04/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas A Vigil | 3269058 | 6 | 08/15/2006 | Customer Dispute | Denied | $9,223.50 | $0.00 | See FINRA Report |
| Gregory Burton Gilbert | 3119457 | 2 | 06/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |