Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Philip Lagore | 4133514 | 1 | 06/04/2018 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Radford | 1564302 | 1 | 12/08/2017 | Customer Dispute | Settled | $80,579.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 01/08/2016 | Customer Dispute | Settled | $131,680.00 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 01/07/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jone Kimberly James | 1712159 | 2 | 01/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 11/01/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jone Kimberly James | 1712159 | 2 | 08/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |