Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph D Uradnik | 2949407 | 3 | 05/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lawrence Hedger | 2017668 | 2 | 05/16/2007 | Customer Dispute | Denied | $11,623.70 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 05/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald Timothy St. Cin | 2560068 | 1 | 05/04/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |