Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Jay Bleim | 5805815 | 1 | 11/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Lederer | 5798391 | 2 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 10/21/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Robert Jones | 2944696 | 5 | 02/24/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 12/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |