Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Philip Lagore | 4133514 | 1 | 06/04/2018 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Radford | 1564302 | 1 | 12/08/2017 | Customer Dispute | Settled | $80,579.00 | $0.00 | See FINRA Report |
| Jeffrey David Medvedik | 1712203 | 1 | 09/07/2017 | Customer Dispute | Award / Judgment | $77,354.00 | $5,000.00 | See FINRA Report |
| Adam John McNulty | 1859417 | 1 | 05/16/2011 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 05/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Lawrence Hedger | 2017668 | 2 | 05/16/2007 | Customer Dispute | Denied | $11,623.70 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 01/07/2007 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jone Kimberly James | 1712159 | 2 | 01/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Albert Scott Carlson | 6700940 | 2 | 11/01/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jone Kimberly James | 1712159 | 2 | 08/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |