Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffery Jay Bleim | 5805815 | 1 | 11/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Robert Lederer | 5798391 | 2 | 10/17/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly Lea Cherry | 7427452 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Rose Coglianese | 4796292 | 1 | 05/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Jay Johannsen | 4997713 | 1 | 09/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesse Michael Vanvalin | 5292837 | 1 | 12/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Michael Scholz | 2891167 | 1 | 07/02/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph D Uradnik | 2949407 | 3 | 12/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |