Our Staff has compiled our research into a database of FINRA Broker Disclosures for AE Financial Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie Ann Lane | 7793381 | 2 | 06/16/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David James Callanan | 4237166 | 1 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Lane | 7793381 | 2 | 03/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Jay Bleim | 5805815 | 1 | 11/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Buttaro | 6156731 | 2 | 10/09/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vincent Buttaro | 6156731 | 2 | 08/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Philip Lagore | 4133514 | 1 | 06/04/2018 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Christopher Blake Radford | 1564302 | 1 | 12/08/2017 | Customer Dispute | Settled | $80,579.00 | $0.00 | See FINRA Report |
| Jeffrey David Medvedik | 1712203 | 1 | 09/07/2017 | Customer Dispute | Award / Judgment | $77,354.00 | $5,000.00 | See FINRA Report |
| Jessica Joy Brandes | 7065520 | 2 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |