Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 10/22/2018 | Customer Dispute | Withdrawn | $290,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 10/08/2018 | Customer Dispute | Withdrawn | $1,200,000.00 | $0.00 | See FINRA Report |
| Jeffrey J. Lapetina Mafuz | 5759054 | 2 | 05/24/2018 | Customer Dispute | Withdrawn | $115,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 04/04/2018 | Customer Dispute | Withdrawn | $878,334.00 | $0.00 | See FINRA Report |