Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hector Luis Colon Rivera | 4826616 | 13 | 11/24/2021 | Customer Dispute | Pending | $52,083.80 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 05/17/2019 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Manuel Jose Garrido Portela | 2908005 | 14 | 05/17/2019 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 09/28/2018 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Rafael Enrique Kodesh Alegria | 2960042 | 13 | 08/30/2018 | Customer Dispute | Pending | $4,414,520.00 | $0.00 | See FINRA Report |