Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis J Crespo Perez | 4971693 | 19 | 02/07/2024 | Customer Dispute | Pending | $95,000.00 | $0.00 | See FINRA Report |
| Alexis J Crespo Perez | 4971693 | 19 | 10/27/2023 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Sergio AndrÉS Moure Torres | 4829488 | 8 | 01/27/2022 | Customer Dispute | Award / Judgment | $6,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 11/24/2021 | Customer Dispute | Closed-No Action | $52,083.80 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 05/26/2020 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 01/17/2020 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Sergio AndrÉS Moure Torres | 4829488 | 8 | 01/17/2020 | Customer Dispute | Settled | $74,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/20/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcos A Sanz-Madera | 5464419 | 13 | 10/31/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |