Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis J. Crespo Perez | 4971693 | 17 | 02/19/2016 | Customer Dispute | Closed-No Action | $39,732.00 | $0.00 | See FINRA Report |
| Angel Rodriguez-Conde | 3209550 | 8 | 05/18/2009 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |