Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio Andr Moure Torres | 4829488 | 8 | 01/27/2022 | Customer Dispute | Award / Judgment | $6,000.00 | $0.00 | See FINRA Report |
| Alexis J. Crespo Perez | 4971693 | 17 | 04/23/2019 | Customer Dispute | Award / Judgment | $50,000.00 | $0.00 | See FINRA Report |