Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oriental Financial Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 05/26/2020 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Sergio Andr Moure Torres | 4829488 | 8 | 01/17/2020 | Customer Dispute | Settled | $74,000.00 | $0.00 | See FINRA Report |
| Hector Luis Colon Rivera | 4826616 | 13 | 01/17/2020 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/20/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Juan Luis Gonzalez Rivera | 2274031 | 29 | 12/02/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcos A. Sanz-Madera | 5464419 | 13 | 10/31/2019 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Marcos A. Sanz-Madera | 5464419 | 13 | 10/16/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Casto Miguel Colldelrio | 2444524 | 7 | 10/15/2019 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Clara Isabel Fernandez Colorado | 2304819 | 8 | 10/10/2019 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Casto Miguel Colldelrio | 2444524 | 7 | 09/10/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |