Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis Lee Travis | 2166809 | 7 | 11/03/2017 | Customer Dispute | Settled | $57,643.60 | $0.00 | See FINRA Report |
| Steven Paul Redelsperger | 2835972 | 4 | 04/11/2016 | Customer Dispute | Settled | $349,652.00 | $0.00 | See FINRA Report |
| Darwin Blair Hesselink | 3042514 | 1 | 11/12/2015 | Customer Dispute | Settled | $52,855.30 | $0.00 | See FINRA Report |
| John Jay Takacs | 3241431 | 4 | 12/05/2012 | Customer Dispute | Settled | $424,000.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 09/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kimberly Alicia Michel | 1940862 | 4 | 06/30/2011 | Customer Dispute | Settled | $563,744.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 04/19/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Keith Gage | 2343459 | 1 | 09/30/2010 | Customer Dispute | Settled | $27,980.00 | $0.00 | See FINRA Report |
| Kimberly Alicia Michel | 1940862 | 4 | 09/24/2010 | Customer Dispute | Settled | $1,265,290.00 | $0.00 | See FINRA Report |
| Kimberly Alicia Michel | 1940862 | 4 | 09/07/2010 | Customer Dispute | Settled | $493,382.00 | $0.00 | See FINRA Report |