Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Leonard Landa | 1897958 | 4 | 10/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Leonard Landa | 1897958 | 4 | 10/25/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jordan Lee Funke | 6123070 | 1 | 12/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Patrick Monahan | 6508945 | 1 | 08/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Kaplan | 6151694 | 3 | 10/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher L Clepp | 6172518 | 2 | 07/01/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher L Clepp | 6172518 | 2 | 10/14/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Kaplan | 6151694 | 3 | 08/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa A Glover | 4975782 | 2 | 02/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alexander Kaplan | 6151694 | 3 | 01/18/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |