Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald R Ayers | 1529464 | 8 | 04/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 12/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 07/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 03/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Sowinski | 1159924 | 3 | 05/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Sowinski | 1159924 | 3 | 11/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald R Ayers | 1529464 | 8 | 01/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Benny J Stewart | 5951317 | 3 | 04/05/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |