Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Richard Ewert | 2104116 | 2 | 11/29/2023 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Samuel Killgore Ross | 1111825 | 2 | 09/18/2020 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Thomas Owen Michel | 2046994 | 2 | 03/02/2011 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Owen Michel | 2046994 | 2 | 10/18/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |