Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benny J Stewart | 5951317 | 3 | 02/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Leslie J Menchen | 2697770 | 1 | 01/07/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Leonard Landa | 1897958 | 4 | 03/25/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patty Kelley Scott | 2797415 | 2 | 04/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Powell Hill | 2163742 | 3 | 06/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patty Kelley Scott | 2797415 | 2 | 03/08/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Samuel Killgore Ross | 1111825 | 2 | 02/18/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Albert Brennan | 1095518 | 1 | 12/08/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stanley John Lovelace | 1855811 | 1 | 08/14/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |