Our Staff has compiled our research into a database of FINRA Broker Disclosures for THE O.N. Equity Sales Company. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Richard Ewert | 2104116 | 2 | 11/29/2023 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |
| Samuel Killgore Ross | 1111825 | 2 | 09/18/2020 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Andrew Stephen Miller | 5615783 | 1 | 11/10/2017 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 11/03/2017 | Customer Dispute | Settled | $57,643.60 | $0.00 | See FINRA Report |
| Mark Allen Gash | 2275493 | 2 | 11/23/2015 | Customer Dispute | Denied | $6,408.78 | $0.00 | See FINRA Report |
| Mark Allen Gash | 2275493 | 2 | 10/15/2015 | Customer Dispute | Denied | $13,816.20 | $0.00 | See FINRA Report |
| Linwood Forrest Hamilton | 823161 | 2 | 08/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Frank | 1170889 | 1 | 11/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 09/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dennis Lee Travis | 2166809 | 7 | 03/20/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |