Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Schneider | 6642656 | 2 | 03/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Schneider | 6642656 | 2 | 11/30/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Set Degracia | 6233402 | 5 | 01/31/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Set Degracia | 6233402 | 5 | 09/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Set Degracia | 6233402 | 5 | 09/25/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Set Degracia | 6233402 | 5 | 01/12/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry C Moreira | 4247313 | 1 | 07/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Ralph Betesh | 2524524 | 1 | 06/22/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrence Paul Wassel | 3031118 | 2 | 03/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carter Allen Hansen | 5121607 | 1 | 12/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |