Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veronica Marie Schreiver | 4160520 | 1 | 06/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kerri Melissa McLean | 6170598 | 1 | 06/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gurpreet Singh | 7194092 | 1 | 06/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tyler Heath Askey | 7069937 | 1 | 05/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Paul Vanbeekum | 5169832 | 1 | 03/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aaron Gregory Schmeltz | 7615547 | 1 | 02/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zana Lyn Lugo | 4654810 | 1 | 01/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Thomas Morgan | 6920210 | 4 | 01/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jivan Shirvanian | 7766130 | 1 | 12/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angelika Lee Mercado | 7716403 | 1 | 06/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |