Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shant Rostamian | 6517124 | 1 | 07/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Peter Altieri | 6217664 | 1 | 10/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Michael Cafarella | 5623665 | 1 | 12/20/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Lee Weinberg | 5444453 | 2 | 09/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Paul Makranyi | 2244468 | 1 | 12/22/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cody Ray Maschmeier | 4015291 | 1 | 03/18/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Paul Andrews | 2837443 | 1 | 01/16/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth James Shannon | 4092541 | 1 | 01/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Milton Connelly | 2842459 | 1 | 09/30/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chester Hopes Wortham | 4278142 | 1 | 12/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |