Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Resaish R Elliott | 6645508 | 2 | 09/11/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Paul Keys | 7697378 | 1 | 03/02/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janelle Crowther | 7613697 | 1 | 01/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Huber | 7229174 | 1 | 07/14/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Megan Marie Blum | 7277634 | 1 | 07/19/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Forrestall | 7368928 | 2 | 04/14/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carson William Dean | 7624930 | 2 | 03/25/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly Patrick McDow | 6784558 | 1 | 12/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lyall Karubus | 6788406 | 1 | 12/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Leckington | 3018957 | 2 | 11/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |