Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Giacomo Parente | 4924478 | 2 | 08/02/2024 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Joseph McManus | 6907731 | 2 | 09/19/2023 | Customer Dispute | Denied | $13,588.60 | $0.00 | See FINRA Report |
| Daniel James Michaelson | 5843528 | 1 | 09/06/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Quinn Samuels | 6068979 | 2 | 06/08/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Diana Josefina Orea | 4589803 | 1 | 04/28/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Justin Taylor White | 4789627 | 1 | 04/23/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Adam Thies | 7172941 | 1 | 04/11/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Kyle Robert Black | 6136554 | 1 | 02/18/2023 | Customer Dispute | Denied | $34,466.10 | $0.00 | See FINRA Report |
| Brent Wesley Braswell | 5245762 | 1 | 02/09/2023 | Customer Dispute | Denied | $8,373.30 | $0.00 | See FINRA Report |
| Adam Alex Hignite | 5798186 | 2 | 01/12/2023 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |