Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Douglas Boothroyd | 5130463 | 2 | 01/19/2017 | Customer Dispute | Award / Judgment | $31,000.00 | $21,774.70 | See FINRA Report |
| Kenneth Alan Finkelson | 3127282 | 1 | 03/04/2010 | Customer Dispute | Award / Judgment | $18,771.40 | $9,212.50 | See FINRA Report |
| Alan E Shenker | 1343413 | 1 | 02/27/1992 | Customer Dispute | Award / Judgment | $82,784.00 | $21,714.00 | See FINRA Report |